PICI is a Minnesota based securities and commodities brokerage firm registered with and regulated by the Financial Industry Regulatory Authority, the National Futures Association, The Commodities Future Trading Commission and the securities regulatory agencies of the various states.
PICI is the entity that is charged with making sure that all rules and regulations are followed. If at any time a customer has a question or concern, they can feel free to contact the Home Office.
HTS is the clearing brokerage firm that PICI uses to clear all its customers securities transactions. HTS is a Dallas based firm registered with and regulated by the Financial Industry Regulatory Authority, the Securities and the New York Stock Exchange. In layman’s’ terms, this means that our clearing firm holds all of our customers monies and securities positions. Under no circumstances is a check for the purchase of securities is ever to be made payable to PICI or one of our financial professionals. All checks should be made payable to Hilltop Securities Inc and include your account number in the memo line.